Financial Services Act 2008 Licenceholders

The following AML/CFT Handbook, and associated sector specific documents, provides guidance for Financial Services Act 2008 licenceholders on how the Authority would expect these persons to fulfil their responsibilities under the AML/CFT legislation.

The Handbook currently refers to the Anti-Money Laundering and Countering the Financing of Terrorism Code 2015, but will be updated in due course. The Code part & paragraph changes – Quick reference table contains guidance on the new paragraph numbers and the changes between the Anti-Money Laundering and Countering the Financing of Terrorism Code 2015 and the Anti-Money Laundering and Countering the Financing of Terrorism Code 2019. Should you have any queries please contact [email protected].

Main Body

Anti-Money Laundering & Countering the Financing of Terrorism Handbook

The Authority is currently in the process of re-issuing the sector specific guidance. If you have any urgent questions please email [email protected]

Appendices

Appendix A - Anti-Money Laundering and Countering the Financing of Terrorism Code 2019

Appendix B - Proceeds of Crime (Business in the Regulated Sector) Order 2019

Appendix C - LIST C: Equivalent Jurisdiction List

Appendix D(a) - LIST A: Higher Risk Jurisdictions Lists

Appendix D(b) - LIST B: Jurisdictions that May Pose a Higher Risk

Appendix E - Eligible Introducers Certificate (includes terms of business)

Appendix F - Acceptable Applicants Certificate

Appendix G - Acting “on Behalf of” Certificate (includes terms of business)

Appendix H - Wire Transfers

Appendix I - Proforma Register of Money Laundering and Financing of Terrorism Disclosures Made to the MLRO or Deputy MLRO

Appendix J - Proforma Register of Money Laundering and Financing of Terrorism External Disclosures Made to FIU

Appendix K - Proforma Register of Money Laundering and Financing of Terrorism Enquiries

Appendix L - Terrorist Financing Typologies and Countering the Financing of Terrorism Guidance

The Code part & paragraph changes - Quick reference table