Rock Financial Services Limited

This notice is issued by the Financial Supervision Commission (“The Isle of Man Commission”) in accordance with the powers conferred upon it under Section 22 of the Financial Supervision Act 1988

The Isle of Man Commission has been made aware that the Gibraltar Financial Services Commission
has issued a notice concerning the above institution, which operates from R11 Ragged Staff Wharf,
Queensway Quay, Gibraltar.

The notice details substantial conditions, imposed by the Gibraltar Financial Services Commissioner,
in respect of the authorisation of Rock Financial Services Limited.

The Isle of Man Commission is drawing attention to the Gibraltar Financial Services Commission
notice, in order to assist the due diligence process of any of its licenceholders which may have
dealings with the above entity and for the information of any customers of the above entity. The
Commission emphasises that this warning applies to the entity using the above listed details.

The full text of the Gibraltar Financial Services Commission notice is available.

Licenceholders having any queries regarding this Isle of Man Commission Public Notice may address
them to the Isle of Man Commission’s Enforcement Division on +44 1624 689313 or by email to

FSC Reference: JPM/28/2003