Licence Application and Change of Control Forms

Please find below, links to application forms:

• Business Plan Guidance
• Licence Application Form (Word) (not class 1(3))
• Licence Application Form (PDF) (not class 1(3))
• Professional Officer Application Form (Word)
• Professional Officer Application Form (PDF)
• Representative Office licence application form (Word) (Class 1(3) only)
• Representative Office licence application form (PDF) (Class 1(3) only)
• F&P3 Controller Questionnaire (for Controlled Functions R1 and R2)
• F&P4 Intermediate Controller Notification Form (for Controlled Function R3)
• Regulatory Guidance – Fitness and Propriety

Please note, completion and submission of F&P3 and F&P4 forms is only required where an existing licenceholder is proposing a change of ownership, they are not required as part of a new licence application.  However, some of the information required within these forms is pertinent to the Authority's understanding of the controllers of a licence applicant and therefore F&P3 and F&P4 forms are a good point of reference for new licence applicants.