IOSCO Member Investor Alerts / Warnings - CD/14/2010
Update – 7 May 2010
This notice is issued by the Financial Supervision Commission (“the Commission”) in accordance with the powers conferred upon it under Section 30 of the Financial Services Act 2008.
The Isle of Man Financial Supervision Commission is a member of the International Organization of Securities Commissions (“IOSCO”)
IOSCO is recognized as the international standard setter for securities markets. The Organization's wide membership regulates more than 90% of the world's securities markets. IOSCO members regulate more than one hundred jurisdictions and the Organization's membership is steadily growing.
IOSCO has launched a new service of disseminating to the full IOSCO membership any Investor Alerts and Warnings that are published by IOSCO members.
These Investor Alerts and Warnings will typically refer to entities which are not authorized to provide investment services from the relevant jurisdiction. Members of the public should be cautious of these entities.
The Isle of Man Financial Supervision Commission has been advised of Investor Alerts / Warnings issued recently by the following IOSCO members in respect of the entities listed below. Also listed below are the website addresses of the relevant IOSCO members.
Date of Circulation | Subject | Member Issuing Warning |
27 April 2010 | - Famex Financial
- Logical Clearing Limited
- Markets Central
- MY FX STAR
see:http://www.invested.hk/InvestEdAlertList/en/InvestEdFullListServlet |
Hong Kong Securities and Futures Commission |
29 April 2010 | Melqu Invest HB | Finansinspektionen (the Swedish Regulator) |
29 April 2010 | Marshall Browning | The UK Financial Services Authority |
29 April 2010 | Rantau Simfoni Sdn Bhd Zamani bin Hamdan | The Securities Commission Malaysia |
29 April 2010 | Jam Capital | The UK Financial Services Authority |
29 April 2010 | Jesup & Lamont | The UK Financial Services Authority |
29 April 2010 | Garant Partners | The UK Financial Services Authority |
30 April 2010 | - Chatex Limited
- Power Point Capital
- Power Point International Limited
- SHK Financial Group (China) Co. Ltd
- www.87671.com
|
Hong Kong Securities and Futures Commission |
4 May 2010 | Financial Research Advisors | Finansinspektionen (the Swedish Regulator) |
7 May 2010 | Oriental Consolidators | CBFA |
7 May 2010 | Windsor (International) Ltd
Windsor Exchange
|
Gibraltar Financial Services Commission |
The Commission is drawing attention to these Investor Alerts / Warnings in order to assist the due diligence process of its licenceholders or members of the public who may have dealings with these entities.
If further information is required, interested parties should contact the relevant IOSCO Member via their website address listed above.
FSC Reference: CD/14/2010