Fitness and Propriety Assessments – updated documents from 1 July 2019
The Authority has updated its F&P assessment documentation.
The latest version of the F&P assessment documents can be found below, and should be used with effect from 1 July 2019.
- Regulatory Guidance – Fitness and Propriety
- F&P1 – Individual Questionnaire
- F&P2 – Notification Only form
- F&P3 – Controller Questionnaire
- F&P4 – Intermediate Controller Notification Form
- F&P5 – Controlled Function Cessation Form
- Training and Competence Framework
This press release is relevant to all persons that are licensed, authorised or registered under the Financial Services Act 2008, Insurance Act 2008, Retirement Benefits Schemes Act 2000 or that have responsibility for collective investment schemes under the Collective Investment Schemes Act 2008.