Slides from the Isle of Man Financial Services Authority’s regulatory update provided to the AICP Manx State of the Nation 2021

Andrew Kermode and Colin Manley provided a regulatory update to the Alliance of Isle of Man Compliance Professionals’ Manx State of the Nation 2021 conference.  The presentation covered the following key themes:

  • Supervisory Model & Engagement,
  • Supervisory Intervention & Firm Remediation,
  • Key Observations and Learning Points, and
  • Whistleblowing.

Please click here for a link to the slides.